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9.3 AI Governance & Ethics

AI governance addresses bias, fairness, transparency, accountability, and regulatory readiness. The textbook draws on NIST AI RMF, the EU AI Act, and Philippine sectoral guidance.

9.3 AI Governance and Ethics

Frameworks to align with

FrameworkScope
NIST AI RMFMap / Measure / Manage / Govern
EU AI ActRisk-tiered obligations
ISO/IEC 42001AI management system
OECD AI PrinciplesValues + accountability
BSP guidancePH financial AI use
DepEd / CHEDPH education AI use

Governance components

ComponentPractice
InventoryAll AI systems; purpose, owner, risk tier
Risk assessmentPre-deploy + on material change
Bias / fairnessMeasured per protected attribute
ExplainabilityReason codes for high-impact decisions
Human oversightDefined intervention point
MonitoringPerformance + drift + safety post-deploy
Incident responseAI-specific runbook

Worked example - hiring screening AI

ItemValue
DecisionScreen CVs to a shortlist
Risk tierHigh (employment outcome)
ControlsBias audit; reason codes; human review
DriftMonthly fairness review
RecourseCandidates can request human review
AuditDecisions logged with model + input + rationale

What to avoid

  • AI for surveillance with no consent or oversight.
  • Black-box decisions in regulated domains.
  • Treating accuracy as the only metric (fairness matters too).
  • Pilot-to-prod gap; pilots get reviewed, production does not.
Mentor’s tip: AI fails differently from regular software. Inventory + risk tiers + bias measurement + human oversight. NIST AI RMF as the spine; EU AI Act for cross-border; BSP guidance if you operate in finance.

Discussion

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